CSA notice summarizes most common deficiencies
Highlights common deficiencies among small issuers
Segment analysis may provide an insight into a financial institution’s profit balance by line of business, but it does not necessarily provide a complete picture of its profit diversification by product, geography, and customer, says a new from Standard & Poor’s Ratings Services.“Standard & Poor’s believes that business diversification is an important risk mitigant, lessening […]
FAQ designed to assist fund companies
Written disclosure policies can help prevent problems
Unveils 12 new recommended principles for comprehensive disclosures
Amendments to take effect at year end
Invites co-operation from software industry
Retail investors should have a representative, FSA says
CSA concerned that investors are receiving limited information on estimates