Regulator says default rates may eliminate fee negotiations between advisors and investors
Embedded commissions have outlived their usefulness. The issue now is fairness.
mutual fundsRegulators are seeking independent research to assist in their decision, expected next year, on banning trailer fees
Firms are invited to submit proposals for two pieces of research
Too many firms are not being clear with consumers on how much advice costs
The regulator is looking for comments on its Draft 2014-2015 Statement of Priorities
FCA publishes examples of good and bad practices to help firms and advisors meet independence requirements
Two key issues — the best-interests standard and reform of mutual fund fees — require timely and effective action
Readers respond to John De Goey's letter regarding the effects of the transparency debate and restructuring fees