Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work
As data transfer lags, launch date is pushed back
SRO ordered US$48.1 million in monetary penslties in 2022
Most of the investors' money was put into riskier projects than promised
Market manipulation scheme run on Discord channel, regulator says
Brokerage, owner admitted to various contraventions of mortgage rules
Tips on upcoming mergers involving SPACs allegedly sent to friend
Compliance sweep uncovers issues with identifying, disclosing and managing conflicts of interest, including conflicted compensation
Regulators consult on global standards, expect final version by Q4
Investors were misled by company's news releases, OSC alleged