Regulator will issue penalties, without hearings, for minor rule violations
Institutional investors seek distribution from failed fund manager
Two PetroSaudi managers were accused of trying to enrich themselves by misappropriating at least US$1.8 billion
Investor lost $1 million based on deception about company's ownership of a hotel
BCSC collects US$350,000 toward $36.7-million enforcement debt
Clients missed out on potential tax benefits after firm failed to alert them to changes in automated service
Investor protections under securities law create priority in receivership
Mis-marking scheme defrauded investors, deceived auditors and regulators
An Ontario court rejected an appeal over IIROC sanctions
Firm fined for operational failures, service and supervisory issues