Resulting enforcement action led to investor recovery, the regulator said
Poloniex platform sanctioned for unregistered trading with investors in Ontario
Settlement follows violations including overlooking suspicious trading activity
Certain fees were not disclosed to borrowers for almost 20 years, regulator alleged
Plaintiffs in proposed class action must show that active funds tracked index
Regulators resolve accounting irregularity case with dually listed firm
Regulator seeks sanction for disclosure failings in 2008
Agency secured more than US$2.5 billion in monetary sanctions in fiscal 2022
Advisors exploited the firm's inadequate controls, according to a settlement agreement
ESMA, EU energy regulator team up to increase market surveillance