Rep violated MFDA rules, OSC rules and firm's policies, panel finds
Regulator says engineer traded with advance knowledge of deal for Canadian firm
Regulator alleges an array of false, misleading disclosures
Firm touted lack of fees while making money on investors' cash holdings
Appointees will join new SRO's disciplinary committees
Firm's systems failed to spot clients who were eligible for cheaper fund series
DoJ alleged man traded on inside information about non-fungible tokens
The penalty follows allegations that he deceived lenders with fake collateral
The SRO alleged the firm sought new issue allocations for its own account
Allegations involved trading ahead of a planned acquisition by Amaya Gaming