The volume of filings against public companies is down, but monetary sanctions are up
Regulator claims rep traded, tipped inside info about cannabis company's plans
SRO targets repeat offenders with new rule requiring restricted deposits
Expert analysis helped regulator uncover covert violations
Regulator penalizes Montreal firm for violations of AML rules
Regulator alleges that executives misled investors by touting phony cross-selling results
A hearing panel rejects bid to lift order against registered accounts
The regulator has charged a fund manager with registration violations
Three men convicted of sex-related offences in 2018 ruled unfit by regulator
Regulator rewards two more whistleblowers