Deal with regulators involves $920 million in sanctions and disgorgement
U.S. regulator alleges the firm engaged in unregistered trading of digital, physical assets
Charges stem from scheme to help clients evade U.S. taxes with offshore shells
NASAA reports rise in regulatory investigations, actions
The trio faces criminal charges and SEC allegations
Index additions and deletions underpinned the alleged scheme
Co-founder of cyberfraud prevention firm falsified financials, SEC says
The firm reported that clients had paid trailers on fee-based accounts
Rep sought halt of nine-month suspension, pending review of IIROC ruling
IIROC suggests electronic proceedings may continue post-pandemic