The Swiss private bank must pay more than US$190 million
At least 14 investors were defrauded in a trading scheme
The man allegedly failed to disclose that he was being paid to promote the company
The panel said the penalty proposed in the case is "necessary and sufficient" to serve as a deterrent
The man tipped his father to five forthcoming M&A deals
The case involves a B.C. resident
The former rep borrowed more than $100,000 from clients
Reviewing common disciplinary actions can help protect your practice
The former CEO was given a 50-month sentence after inflating funds' net asset value
Fines, restitution and disgorgement awards were up 39% from the previous year