An individual and a firm must pay almost $2.75M
The former rep was being investigated for allegedly liquidating his father's investment accounts
Firm and its founders ordered to pay US$6.9 million
Tower Research Capital will pay US$67.4 million
Firms allegedly charged excess fees on education savings plans
The increases came in spite of the U.S. federal government shutdown
The banks participated in a deal to help sell off Royal Dutch Shell plc's 8% stake in Canadian Natural Resources Ltd.
A sports auction site allegedly required investors to sign an agreement stating they would not report violations to the SEC
The BCSC took action when customers on the unregistered exchange couldn't access their assets
Legislative changes give the BCSC the strongest tools in Canada, B.C. government says