The firms allegedly used phantom bids and false communication to increase trading activity
Firm's traders believed that the exchange allowed the transactions in question
The regulator ruled that the company violated federal securities laws and ordered it to pay a US$24 million penalty
Permanently banned from Ontario's markets, Tang may now be soliciting investors in Quebec
The regulator introduced measures to protect retail investors from complex, high-risk products in 2018
Investors allegedly weren't told that managed account products used proprietary funds
Latest tip leads to a US$7 million reward
Firm allegedly violated the U.S. Foreign Corrupt Practices Act
Trio allegedly used high-pressure tactics to sell binary options to vulnerable investors
The shortcomings may be addressed through the CSA's client-focused reforms