The respondent had never been registered
"Special investment opportunity" allegedly misappropriated $1.36 million from clients
The fine is $1.6 million
International group of tax authorities says "high end" financial firms are enabling tax evasion and other crimes
Regulator says Kik Interactive's coins should have been registered as securities
Investors' funds were diverted for operator's own use and to repay other investors, regulator says
Whistleblowers repeatedly reported alleged violations internally before providing a tip to the SEC
Rep admitted to making late-day trades in a venture stock on behalf of a client
Agreement expands cross-border enforcement powers
Regulator says wash trading generated more than £250,000 in brokerage fees