A hearing has been scheduled for March 28 to consider a possible settlement with the firm
The proposals would harmonize rules with IIROC
The banking giant was fined for failings involving 135.8 million transaction reports
Members would hear complaints and make decisions regarding settlement offers
The charges come two years after the automaker settled with the U.S. over criminal and civil charges
Four investment firms cited for lax due diligence efforts
The SEC says the rep was involved in a penny stock market manipulation scheme between 2008 and 2014
The man was arrested last fall after a joint effort from B.C. and Ontario regulators
Two former senior investment bankers have been banned permanently from the U.S. banking industry
The regulator plans to take action against firms that engaged in misconduct