Grant Manning engaged in personal financial dealings with a client, misled dealers
Money from promissory notes used to finance drug addiction
Fine and temporary prohibition against Edward Rempel intended as deterrent
James Yaworski pleads guilty to 12 counts of breaching provincial securities law
Wealth management subsidiaries fail to disclose conflicts of interest
Firm settles allegations it failed to detect fraud targeting seniors
Suspension follows AMF investigation
Firm failed to prevent day traders based in China from breaching securities laws
Robert Lewis has to pay a fine of $175,000 for five infractions committed between 2008 and 2012 when he was an advisor with Manulife Securities
Fines total more than $650,000