Former rep currently facing allegations of securities fraud from the BCSC
Regulator to continue investigation of former mutual fund rep suspected of unregistered trading
CFTC alleges securities firm filed inaccurate trading reports
Regulator imposes two-year ban and $30,000 penalty
Hearing to consider sanctions against former rep
IIROC seeking review of sanctions handed down against Lucy Marie Pariak-Lukic
Ex Armstrong & Quaile advisor sold unauthorized products, engaged in personal financial dealings with clients
Sanctions levied against Brian and Christine Malley total $600,000
Regulator alleges statement to investigators was false or misleading
Halifax man promoted Sunseeker Energy shares without registration