The regulator wants to determine whether the former newspaper baron should be banned from trading or becoming a director
Firms fined $7 million for UK financial promotions failures
Individuals will be placed on the list if they fail to pay the amount owing within 60 days
OSC asked to review decisions related to Lucy Marie Pariak-Lukic
10-year trading bans and director and officer bans imposed
Hearing into allegations against Capital Markets Technologies scheduled for later this month
Barclays, Goldman Sachs and Merrill Lynch fined for providing incomplete trading data
Advisor engaged in “free-riding”
Former trader banned for mistakes relating to the way that the gold price is fixed in London
Clients lost $6.7 million on failed investment strategy program