MFDA permanently bans Dennis Villarin
Scholarship plan dealer CEO, Issam El-Bouji, ordered to disgorge almost $2 million
Ombudsman recommended the investment firm pay over $290,000 in compensation to clients
2013 Enforcement Report shows continued focus on seniors and suitability
Former newspaper baron is not a danger to markets, says lawyer
Firms have made 384 reports to ComSet so far this year
IIROC suspends Ravindra Suppal for one-year
Regulator orders John Bordynuik to pay a penalty for improper distribution of securities
Brian Malley has been charged in the death of a client and is facing a class action suit from several former clients
2013 enforcement report shows an increase in investigations, hearings and sanctions