IIROC panel imposes $20,000 fine
Toronto broker failed to obtain written authorization for discretionary trades
Skelton agrees to pay $30,000 fine
Warkentin submitted false documents, made misleading statements
B.C. advisor facing $100,000 fine and suspension from IIROC
Punch Bun Chiu Lui permanently prohibited from conducting securities related business for any MFDA firm
Jose Bautista permanently banned by MFDA
Firm admits to supervisory failings
Steven Lanys ordered to pay $91,000
Dealer failed to failed to properly process and price the sale of Opti Canada shares