The order against Nicholas Reeves reciprocates a penalty that was imposed by the ASC in 2011
West African Industries, others ordered to repay $226,000
Regulator lifts enhanced business restrictions facing Jory
Roche raised over US$1.3 million from at least 14 investors
Fines for Bains and Virk total $225,000 in alleged market manipulation case
Shantz ordered to pay $2.1 million for his role in Canadian Pacific Consulting scheme
IIROC panel hands Cuthbertson an 18 month suspension
Mallett prohibited from soliciting money for any investment-related activity until 2015
Pan loaned money to a client and made misrepresentations to his firm
Mytting promised to guarantee the future value of an account, made unsuitable recommendations