Manitoba regulator says penalties would have been paid out of funds that could still be recovered by investors
Millions of short sale orders affected
Systems were not up to the level customers are entitled to expect
Pipeline agrees to pay $1 million to settle case
2010 enforcement actions resulted in US$14.1 billion ordered returned to investors
Enhancements expected to improve information coming for the OSC and expedite the resolution of enforcement matters
OSC accepted settlement agreement in April