Employees from four firms indicted for manipulative crypto trading
Regulator says flawed audits ignored loan valuation issues, misled investors
Brokers allegedly traded on info stolen from girlfriend's laptop
Proceeds used to buy rare Pokémon cards, coins, authorities allege
In CFTC action, court order imposes permanent injunction on platform
Regulator concludes case against man serving 14 years for fraud
Regulator releases first enforcement annual report
SEC alleged firm failed to disclose conflicts in mutual fund revenue sharing
Retail investors allowed to qualify as pro investors due to weak controls
IPC upholds OSC decision to preserve privacy of dealers in failed trade study