Former rep's objection to regulator's investigative powers stayed
BCSC previously sanctioned participants in private placement scheme
Toronto-based fund loses bid to transfer case to Ontario
Penalties send important message to Street about risks of selective disclosure, tribunal says
Firm resolved allegations of KYC, suitability, conflict failures
SEC, Fed penalize FTX's bank, Silvergate, executives
Victims set to recover $2.1 million — a small fraction of their losses
Fund manager denied right to a jury trial by internal tribunal, majority says
SRO integration and investor protection also on the agenda
Violent robbery crew targeted crypto investors