Agent deemed unsuitable after deceiving regulators about continuing education
Allianz Global Investors funds hid risk, then collapsed during pandemic
Three men charged for repeatedly running a pre-IPO share scheme
Investors victimized by phony crypto trading scheme, and worthless token
Claim alleges that bank failed to disclose deficiencies fast enough
Sham fund manager engaged in a Ponzi scheme, regulators ruled
ESMA promises tougher oversight, calls on industry to avoid misleading claims
Investor floated fake takeover offer to boost stock's price
Investors were duped with promises of crypto trading returns
Regulator follows CISRO, FSRA with tougher exam administration policy