Licensee was contracted with one of three MGAs reviewed for tiered recruitment model
The company's underwriters were dropped from the proposed class action
Rep recruited tenant as a client without firm's permission
Certain clients overcharged, others undercharged, due to recordkeeping glitch
The breaches related to more than 10,000 wash trades
Fixed-income notes based on crypto must be registered, regulator alleges
Similar cases remain outstanding against the other big banks
One individual and two sets of joint tipsters share rewards
Alberta man behind long-running scheme sentenced to four years
Calgary's Leede Jones Gable fined $150,000 for oversight failings