Platform used investors' money to finance operations, fund withdrawals
Court rejects theory that investor disclosure is required for share transfers
Firm agrees to proxy voting changes, US$29.5 million payment, to end case
Scheme to boost stock price claimed that Berkshire bought insurer's stock
Firm failed to adjust loan pricing to reflect impact of market turmoil
Authorities allege fund manager hid income, assets before exiting U.S.
Regulator details enhanced enforcement outcomes
MX agrees to $289,000 in fines and costs ordered against firm, former trader
U.S. attorney's office to hold individuals accountable for financial misdeeds
Revisions aim to clarify, streamline certain enforcement practices