exchange | Investment Executive Canada's news source for financial professionals Wed, 29 Apr 2026 13:29:18 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://old.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png exchange | Investment Executive 32 32 CFTC asserts oversight of prediction markets https://old.investmentexecutive.com/news/cftc-asserts-oversight-of-prediction-markets/ Wed, 29 Apr 2026 13:29:18 +0000 https://www.investmentexecutive.com/?p=537452 In series of legal filings, regulator claims exclusive jurisdiction

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]]> TMX Group buying Cboe Australia, Cboe Canada for $409 million https://old.investmentexecutive.com/news/tmx-group-buying-cboe-australia-cboe-canada-for-409-million/ Wed, 22 Apr 2026 13:13:14 +0000 https://www.investmentexecutive.com/?p=536915 The deal will reduce complexity, costs for Canadian market participants, TMX Group says

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]]> IOSCO seeks improved oversight of OTC markets https://old.investmentexecutive.com/news/iosco-seeks-improved-oversight-of-otc-markets-2/ Thu, 19 Mar 2026 16:24:51 +0000 https://www.investmentexecutive.com/?p=534288 Regulators flag risk of buildup of large, opaque trading positions

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]]> MX adopts new compliance remediation process https://old.investmentexecutive.com/news/mx-adopts-new-compliance-remediation-process/ Mon, 16 Mar 2026 19:27:30 +0000 https://www.investmentexecutive.com/?p=533925 Initiative seeks greater efficiency, transparency for regulatory misdemeanors

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]]> FCA looks to lift ban on crypto ETNs https://old.investmentexecutive.com/news/from-the-regulators/fca-looks-to-lift-ban-on-crypto-etns/ Fri, 06 Jun 2025 20:20:12 +0000 https://www.investmentexecutive.com/?p=512017 Regulators propose to ease retail investor access to crypto products

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]]> BCSC sanctions crypto payments company https://old.investmentexecutive.com/news/from-the-regulators/bcsc-sanctions-crypto-payments-company/ Wed, 23 Apr 2025 20:15:01 +0000 https://www.investmentexecutive.com/?p=507916 Company illegally distributed securities, misled investors, regulator alleged

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]]> Broker fined for unauthorized access violations https://old.investmentexecutive.com/news/from-the-regulators/broker-fined-for-unauthorized-access-violations/ Thu, 09 Jan 2025 19:53:09 +0000 https://www.investmentexecutive.com/?p=499862 Marex Capital Markets sanctioned in settlement with MX

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]]> The evolution of trading poses regulatory challenges https://old.investmentexecutive.com/news/from-the-regulators/the-evolution-of-trading-poses-regulatory-challenges/ Fri, 29 Nov 2024 19:46:36 +0000 https://www.investmentexecutive.com/?p=497689 IOSCO's latest report examines the risks created by the age of demutualization

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]]> BCSC bans unregistered crypto platform https://old.investmentexecutive.com/news/from-the-regulators/bcsc-bans-unregistered-crypto-platform/ Tue, 17 Sep 2024 20:28:26 +0000 https://www.investmentexecutive.com/?p=492931 Sanctions seek deterrence, level playing field for compliant crypto firms

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]]> TSX proposes changes to listing rules https://old.investmentexecutive.com/news/from-the-regulators/tsx-proposes-changes-to-listing-rules/ Mon, 24 Jun 2024 20:08:15 +0000 https://www.investmentexecutive.com/?p=488323 Proposals seek comment on adjustments to listing requirements for industrials, miners and energy companies

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