Investors misled in risky, conflicted private equity funds, authorities alleged
Fraudster sentenced in absentia after pleading guilty
Regulator charges pair that separately pleaded guilty to criminal charges
Trading, registration bans imposed on top engineer in new consent order
Employees from four firms indicted for manipulative crypto trading
Brokers allegedly traded on info stolen from girlfriend's laptop
Proceeds used to buy rare Pokémon cards, coins, authorities allege
Regulator concludes case against man serving 14 years for fraud
Government highlights plans for innovation, consumer protection
Breaches of anti-money laundering rules revealed in compliance review