Fund managers | Investment Executive Canada's news source for financial professionals Mon, 27 Apr 2026 20:18:58 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://old.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Fund managers | Investment Executive 32 32 SEC alleges private fund manager duped investors https://old.investmentexecutive.com/news/sec-alleges-private-fund-manager-duped-investors/ Mon, 27 Apr 2026 20:18:58 +0000 https://www.investmentexecutive.com/?p=537342 Investors in private equity funds misled, money misused, SEC charges

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]]> SEC secures sanctions against ‘sham’ advisors https://old.investmentexecutive.com/news/sec-secures-sanctions-against-sham-advisors/ Fri, 24 Apr 2026 13:21:44 +0000 https://www.investmentexecutive.com/?p=537110 Firms allegedly made false filings to seem legit to investors

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]]> CSA cuts trading fee cap, but less than expected https://old.investmentexecutive.com/news/csa-cuts-trading-fee-cap-but-less-than-expected/ Thu, 23 Apr 2026 20:40:57 +0000 https://www.investmentexecutive.com/?p=537077 Regulators give exchanges more leeway on inter-listed securities

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]]> Retail investors need tools for private markets https://old.investmentexecutive.com/news/retail-investors-need-tools-for-private-markets/ Wed, 22 Apr 2026 21:18:18 +0000 https://www.investmentexecutive.com/?p=536977 Global regulators considering role of advice in alternative investing

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]]> SEC, CFTC aim to ease private fund reporting https://old.investmentexecutive.com/news/sec-cftc-aim-to-ease-private-fund-reporting/ Mon, 20 Apr 2026 19:18:09 +0000 https://www.investmentexecutive.com/?p=536732 Regulators seek boost in reporting thresholds to reduce small firm demands

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]]> ETF, mutual fund assets grow to record highs yet again https://old.investmentexecutive.com/news/etf-mutual-fund-assets-grow-to-record-highs-yet-again/ Tue, 24 Mar 2026 20:28:45 +0000 https://www.investmentexecutive.com/?p=534695 Both also recorded positive net sales in February, SIMA reports

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]]> Retail advice most at risk to AI threat: Fitch https://old.investmentexecutive.com/news/retail-advice-most-at-risk-to-ai-threat-fitch/ Mon, 23 Mar 2026 19:47:01 +0000 https://www.investmentexecutive.com/?p=534552 Business model in peril, if investors start to trust AI agents

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]]> Private equity exec pleads guilty in pre-IPO fraud https://old.investmentexecutive.com/news/from-the-regulators/private-equity-exec-pleads-guilty-in-pre-ipo-fraud/ Fri, 06 Mar 2026 09:00:06 +0000 https://www.investmentexecutive.com/?p=533273 Investors were falsely promised pre-IPO access, but money misappropriated

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]]> Canadian ETF Association pushes for reforms in light of ‘tsunami on the horizon’ https://old.investmentexecutive.com/news/canadian-etf-association-pushes-for-reforms-in-light-of-tsunami-on-the-horizon/ Mon, 02 Mar 2026 17:10:51 +0000 https://www.investmentexecutive.com/?p=532815 Group warns that surge of ETF share class launches in the U.S. could threaten Canada's industry

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]]> Vanguard settles U.S. states’ anti-ESG suit https://old.investmentexecutive.com/news/vanguard-settles-u-s-states-anti-esg-suit/ Fri, 27 Feb 2026 18:08:51 +0000 https://www.investmentexecutive.com/?p=532842 Firm agrees to proxy voting changes, US$29.5 million payment, to end case

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