Investment dealers | Investment Executive Canada's news source for financial professionals Wed, 29 Apr 2026 20:09:03 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://old.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Investment dealers | Investment Executive 32 32 Industry innovates, but financial health suffers https://old.investmentexecutive.com/news/industry-innovates-but-financial-health-suffers/ Wed, 29 Apr 2026 20:09:03 +0000 https://www.investmentexecutive.com/?p=537592 Paper calls for guardrails against negative side effects of digital innovation

The post Industry innovates, but financial health suffers appeared first on Investment Executive.

]]> FCA rethinks failed equity research reforms https://old.investmentexecutive.com/news/fca-rethinks-failed-equity-research-reforms/ Mon, 27 Apr 2026 20:00:29 +0000 https://www.investmentexecutive.com/?p=537334 Effort to encourage independent IPO research hasn't worked, added costs

The post FCA rethinks failed equity research reforms appeared first on Investment Executive.

]]> OSC’s appeal of privacy decision rejected https://old.investmentexecutive.com/news/oscs-appeal-of-privacy-decision-rejected/ Fri, 24 Apr 2026 19:06:39 +0000 https://www.investmentexecutive.com/?p=537208 IPC denied regulator's review request on disclosure of records

The post OSC’s appeal of privacy decision rejected appeared first on Investment Executive.

]]> CSA cuts trading fee cap, but less than expected https://old.investmentexecutive.com/news/csa-cuts-trading-fee-cap-but-less-than-expected/ Thu, 23 Apr 2026 20:40:57 +0000 https://www.investmentexecutive.com/?p=537077 Regulators give exchanges more leeway on inter-listed securities

The post CSA cuts trading fee cap, but less than expected appeared first on Investment Executive.

]]> Review of ‘data ecosystem,’ including retention, in the works: Kriegler https://old.investmentexecutive.com/uncategorized/review-of-data-ecosystem-including-retention-in-the-works-kriegler/ Tue, 21 Apr 2026 17:18:26 +0000 https://www.investmentexecutive.com/?p=536805 Timeline not yet established, CIRO boss says

The post Review of ‘data ecosystem,’ including retention, in the works: Kriegler appeared first on Investment Executive.

]]> Wall Street boasts strong Q1 results: Moody’s https://old.investmentexecutive.com/news/wall-street-boasts-strong-q1-results-moodys/ Mon, 20 Apr 2026 20:28:42 +0000 https://www.investmentexecutive.com/?p=536700 Volatility boosts trading, underwriting, asset quality holds up

The post Wall Street boasts strong Q1 results: Moody’s appeared first on Investment Executive.

]]> FCA consults on crypto perimeter https://old.investmentexecutive.com/news/fca-consults-on-crypto-perimeter/ Wed, 15 Apr 2026 17:39:12 +0000 https://www.investmentexecutive.com/?p=536362 The regulator's consulting on its proposed guidance before new crypto sector rules take effect

The post FCA consults on crypto perimeter appeared first on Investment Executive.

]]> FSB warns on ‘triple whammy’ of risks https://old.investmentexecutive.com/news/fsb-warns-on-triple-whammy-of-risks/ Mon, 13 Apr 2026 20:55:31 +0000 https://www.investmentexecutive.com/?p=536203 Middle East conflict exacerbating existing strains on financial markets

The post FSB warns on ‘triple whammy’ of risks appeared first on Investment Executive.

]]> U.S. payment for order flow at record levels: Moody’s https://old.investmentexecutive.com/news/u-s-payment-for-order-flow-at-record-levels-moodys/ Mon, 13 Apr 2026 18:17:05 +0000 https://www.investmentexecutive.com/?p=536174 Activity concentrated in handful of brokers, trading venues

The post U.S. payment for order flow at record levels: Moody’s appeared first on Investment Executive.

]]> Broker not on the hook for misplaced inheritance https://old.investmentexecutive.com/news/broker-not-on-the-hook-for-misplaced-inheritance/ Tue, 07 Apr 2026 21:07:37 +0000 https://www.investmentexecutive.com/?p=535682 Clients' belief may be genuine, but there's no proof the dealer did it: court

The post Broker not on the hook for misplaced inheritance appeared first on Investment Executive.

]]>