Final consultation on merged dealer rules will get 120-day comment period
Compliance review will examine industry conflicts with investors' interests
Regulator publishes draft priorities, highlighting competitive concerns
Regulators seek feedback on initiative that sparked little activity
Market environment remains supportive for 2026, but downside risks persist
Regulator looks to introduce consolidated equity tape in 2027
IG Wealth survey echoes findings of IE’s Report Card series
Exam priorities no longer cite crypto as an emerging risk, or focus
Fee disclosure, conflicts of interest, consent pose investor protection issues
Growth of alt funds brings added legal, reputational risks: Fitch