Regulator adopts new exemptions designed to help startups raise capital
Firm sanctioned over reporting, registration failures
Fund rep could fill out basic information, but not KYC info, on investment dealer accounts
Regulator contemplates expanding eligible assets for retail investment funds
Global group of regulators seeks new secretary general
Rules were initially crafted to discourage excessive risk taking in the wake of the global financial crisis
The regulator also wants to toughen enforcement and see better advice given at banks
Firm allegedly recycled audit papers, routinely failed to meet standards
Misrepresentation allegations against pharma company and CEO dismissed
Tribunal refused to pause its proceedings while lawyers try to get paid