Cases, penalties decline following leadership change, shift in focus
Fashion tech entrepreneur used false financials, audits to secure funding
Firms failed to disclose massive markups on pre-IPO securities
Rep allegedly exploited credit brokers provide to facilitate new client trading
Regulator to reconsider diversification requirements for listed funds
Contest to seek solutions to help investors deal with risks, opportunities
Review will consider far-reaching reforms to dispute resolution mechanism
Platform used investors' money to finance operations, fund withdrawals
Court rejects theory that investor disclosure is required for share transfers
Court appoints monitor, Bank of Canada amends compliance order for XTM Inc.