British regulator calls out industry ahead of July 31 deadline for new standards
Regulatory efficiency saves costs and ultimately benefits investors
Strong investor recoveries expected to continue in the year ahead
FAIR Canada research finds investors worry about fees and suitability, and have low faith in regulatory protections
Ontario court rules that discount brokers' receipt of trailing commissions was not considered illegal before the June 2022 ban
Securities prices sometimes relied on single sources, the SEC alleged
An Ontario tribunal handed down $5.1 million in penalties and other costs
U.S. regulators settle with firm over unregistered product
B.C. court strikes certain claims in rep's wrongful dismissal suit
Growth in Canadian depositary receipts prompts SRO to expand guidance on trading halts