The office’s establishment has paid off, as there have been significant increases in use and participation of education and outreach activities
As part of the agreement, the two organizations will be able to improve information sharing and co-operation to protect investors
European guidelines aim to protect consumers by improving links between the remuneration of sales staff and the fair treatment of retail investors
Venture Pro Trader pitching gold options
Province joins Alberta, Quebec and Nova Scotia in adopting this approach to improving investor protection
Areas highlighted for attention include investor protection, market fairness, enforcement and technology
A new report details accomplishments under the regulators’ three-year business plan
The new policy aims to increase investor awareness about standards firms must meet and investor protections that are in place
The Quebec regulatory has yet to decide on the compliance of these products and the companies offering them
The FSCP is arguing that financial advice, regardless if it’s automated or not, need to be held to the same standard