Alert outlines various types of market risk
The National Association of Securities Dealers today issued an updated Investor Alert warning investors about the risks associated with trading on margin. The regulator reports that since the release of a previous alert on this topic in 2003, the amount of debt taken on by investors to buy securities has reached a record high of […]
Offshore funds difficult for investors to reclaims, SFSC says
Solicits proposals for research, education programs that protect investors from fraud
High costs, pricing, impact on finances and privacy potential pitfalls
The Autorité des marchés financiers says that tougher penalties are needed for securities violators, among other measures, necessary to protect investors.The AMF said that it plans to raise investor protection issues at public hearings to be held by the province’s Committee on Public Finance. “We are keenly interested in the Committee’s initiative mandate related to […]
Suspicious investment scheme operating in the two provinces
New division will examinerisks facing consumers from increasing information security and high-tech crime
Fraudulent oil and gas deals remain a favorite ploy of con artists, NASAA says
More money ordered returned to investors