U.S. advisory firm settles allegation that it levied undisclosed fees
Employees from four firms indicted for manipulative crypto trading
Regulator says flawed audits ignored loan valuation issues, misled investors
Brokers allegedly traded on info stolen from girlfriend's laptop
Proceeds used to buy rare Pokémon cards, coins, authorities allege
In CFTC action, court order imposes permanent injunction on platform
Regulator concludes case against man serving 14 years for fraud
SEC alleged firm failed to disclose conflicts in mutual fund revenue sharing
Regulator consults on approach to building machine-readable rules
Clamp-down on scams may impose new obligations on financial institutions, among others