Request for state-appointed legal counsel denied by Ontario appeal court
Ex-rep posed as a successful trader online, duping investors
Payments from LIFs can face forfeiture, court finds
Harmed investors will be able to make claims for share of sanctions, April 1
Pilot project could lead to broader shift to less frequent reporting
Regulators flag risk of buildup of large, opaque trading positions
Regulator reaches first MoU with a sports league to protect market integrity
U.S. filing activity down to record low, but settlement value rises: report
Targets have changed, but AML controls not being relaxed
New rules aim to make incident reporting easier, amid rising systemic risk