Ontario Securities Commission | Investment Executive Canada's news source for financial professionals Tue, 28 Apr 2026 16:28:56 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://old.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Ontario Securities Commission | Investment Executive 32 32 RCMP alleges fraud by junior miner’s ex-CEO https://old.investmentexecutive.com/news/rcmp-alleges-fraud-by-junior-miners-ex-ceo/ Tue, 28 Apr 2026 16:28:56 +0000 https://www.investmentexecutive.com/?p=537346 Police allege gold assay results were altered for years to overstate resources

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]]> Global regulators grow irritated by finfluencers https://old.investmentexecutive.com/news/global-regulators-grow-irritated-by-finfluencers/ Fri, 24 Apr 2026 21:22:28 +0000 https://www.investmentexecutive.com/?p=537261 FCA leads week of action against illegal finfluencing activity

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]]> OSC’s appeal of privacy decision rejected https://old.investmentexecutive.com/news/oscs-appeal-of-privacy-decision-rejected/ Fri, 24 Apr 2026 19:06:39 +0000 https://www.investmentexecutive.com/?p=537208 IPC denied regulator's review request on disclosure of records

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]]> Retail investors need tools for private markets https://old.investmentexecutive.com/news/retail-investors-need-tools-for-private-markets/ Wed, 22 Apr 2026 21:18:18 +0000 https://www.investmentexecutive.com/?p=536977 Global regulators considering role of advice in alternative investing

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]]> OSC, AMF in French connection https://old.investmentexecutive.com/news/from-the-regulators/osc-amf-in-french-connection/ Mon, 20 Apr 2026 14:00:45 +0000 https://www.investmentexecutive.com/?p=536669 Regulators reach deal to support cross-listing in Canada and France

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]]> ATS sanctioned over trade info leakage https://old.investmentexecutive.com/news/ats-sanctioned-over-trade-info-leakage/ Wed, 15 Apr 2026 17:51:13 +0000 https://www.investmentexecutive.com/?p=536369 Tribunal approved OSC's settlement with Liquidnet Canada

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]]> Fraud conviction that followed initial acquittal faces new appeal https://old.investmentexecutive.com/news/fraud-conviction-that-followed-initial-acquittal-faces-new-appeal/ Mon, 13 Apr 2026 18:37:54 +0000 https://www.investmentexecutive.com/?p=536178 Court to hear appeal from man convicted after OSC appealed his acquittal

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]]> OSC secures ban on Canadian convicted in U.S. https://old.investmentexecutive.com/news/osc-secures-ban-on-canadian-convicted-in-u-s/ Mon, 13 Apr 2026 13:33:25 +0000 https://www.investmentexecutive.com/?p=536121 Hedge fund trader pleaded guilty in market manipulation case

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]]> OSC seeks settlement with ATS over trade controls https://old.investmentexecutive.com/news/osc-seeks-settlement-with-ats-over-trade-controls/ Fri, 10 Apr 2026 20:33:32 +0000 https://www.investmentexecutive.com/?p=536100 Tribunal to consider settlement with Liquidnet over allegedly faulty controls

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]]> Adjudicator in OSC vs. Purpose case steps down https://old.investmentexecutive.com/news/adjudicator-in-osc-v-purpose-case-steps-down/ Fri, 10 Apr 2026 18:02:44 +0000 https://www.investmentexecutive.com/?p=536027 Social relationship with regulator's key witness in case leads to recusal

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