SEC alleged Canadian involved in penny stock pump-and-dump scheme
Fraudster sentenced in absentia after pleading guilty
In CFTC action, court order imposes permanent injunction on platform
Regulator consults on approach to building machine-readable rules
IPC upholds OSC decision to preserve privacy of dealers in failed trade study
Regulators lament shrinking shelves, eroding support for junior issuers
Harmed investors will be able to make claims for share of sanctions, April 1
Pilot project could lead to broader shift to less frequent reporting
Multi-national effort to tackle phishing includes OSC, OPP and RCMP
Project reveals how potential gains are offset by added risks, costs