Privacy | Investment Executive Canada's news source for financial professionals Fri, 24 Apr 2026 19:06:39 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://old.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Privacy | Investment Executive 32 32 OSC’s appeal of privacy decision rejected https://old.investmentexecutive.com/news/oscs-appeal-of-privacy-decision-rejected/ Fri, 24 Apr 2026 19:06:39 +0000 https://www.investmentexecutive.com/?p=537208 IPC denied regulator's review request on disclosure of records

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]]> SEC to explore audit trail reform https://old.investmentexecutive.com/news/sec-to-explore-audit-trail-reform/ Thu, 16 Apr 2026 18:17:42 +0000 https://www.investmentexecutive.com/?p=536486 Regulator looks to rebalance supervisory needs with costs, data privacy

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]]> OSC seeks settlement with ATS over trade controls https://old.investmentexecutive.com/news/osc-seeks-settlement-with-ats-over-trade-controls/ Fri, 10 Apr 2026 20:33:32 +0000 https://www.investmentexecutive.com/?p=536100 Tribunal to consider settlement with Liquidnet over allegedly faulty controls

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]]> Supreme Court denies leave for rep’s challenge https://old.investmentexecutive.com/news/supreme-court-denies-leave-for-reps-challenge/ Thu, 09 Apr 2026 16:38:33 +0000 https://www.investmentexecutive.com/?p=535878 BCSC enforcement hearing set to resume next month

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]]> Short-selling dealers stay secret https://old.investmentexecutive.com/news/short-selling-dealers-stay-secret/ Fri, 27 Mar 2026 20:20:08 +0000 https://www.investmentexecutive.com/?p=534995 IPC upholds OSC decision to preserve privacy of dealers in failed trade study

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]]> Tribunal denies confidentiality, stay motions https://old.investmentexecutive.com/news/tribunal-denies-confidentiality-stay-motions/ Mon, 19 Jan 2026 21:58:00 +0000 https://www.investmentexecutive.com/?p=529748 Panel stresses "open courts" principle in denying closed door hearing

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]]> ESMA unveils new digital strategy https://old.investmentexecutive.com/news/esma-unveils-new-digital-strategy/ Tue, 13 Jan 2026 21:52:58 +0000 https://www.investmentexecutive.com/?p=529332 Regs seek efficiency, innovation to facilitate single EU financial market

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]]> Court rules DNA test not warranted in estate case https://old.investmentexecutive.com/news/court-rules-dna-test-not-warranted-in-estate-case/ Mon, 24 Nov 2025 19:26:05 +0000 https://www.investmentexecutive.com/?p=526163 Family gossip doesn't justify invasion of privacy: B.C. court

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]]> Class action certified in Mackenzie data breach https://old.investmentexecutive.com/news/from-the-regulators/class-action-certified-in-mackenzie-data-breach/ Wed, 05 Nov 2025 15:39:55 +0000 https://www.investmentexecutive.com/?p=524611 Case to consider whether damages are owed, while data hasn't been misused

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]]> FCA prosecutes boiler room data breach https://old.investmentexecutive.com/news/fca-prosecutes-boiler-room-data-breach/ Thu, 30 Oct 2025 13:03:49 +0000 https://www.investmentexecutive.com/?p=524008 Mobile company employee disclosed data to crypto scammers

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