Groups issuing financial planner and advisor titles must meet cybersecurity guidelines
Regulators alleged the firm's onboarding process for new reps was deficient
A widow sued her brokerage firm, alleging it failed to tell her about a change in her husband's accounts
The firm agreed to pay US$35 million to settle privacy violation allegations
Open banking has the potential to automate onboarding, allow for fee comparison and improve risk assessments
Bid to keep compelled testimony confidential was dismissed
Lawsuit on behalf of Canadian credit card customers seeks $800 million in damages
Regulator charges that executives allegedly diverted funds to themselves, their firm
The agreement would allow eligible individuals affected by the breach to receive payment
Most consumer respondents (78%) feared their personal data could be stolen from financial institutions