Passport system available to registrants in all provinces, CSA says
Various amendments that are necessary to implement registration reform have been approved, the Saskatchewan Financial Services Commission (SFSC) said Wednesday.The SFSC notes that legislation amending the province’s securities legislation received royal assent on Dec. 3. It includes amendments to the registration provisions needed to adopt registration reform, and to implement the “business” trigger for registration.The […]
But there’s little doubt provincial legislators have significant changes in mind
Proposal to be unveiled by the end of April 2009
Mutual fund managers would need to register with AMF
Proposal allows regulator to suspend a license based on gossip, Chouinard says
New deadline is Dec. 29
Reps now have 30 months to complete one of two courses to maintain their registration
New phase of passport model will simplify regulatory processes, St-Gelais says
New registration category would result in firms bypassing industry SRO