Regulatory burden | Investment Executive Canada's news source for financial professionals Tue, 28 Apr 2026 16:39:54 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://old.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Regulatory burden | Investment Executive 32 32 FCA launches ESG ratings pilot https://old.investmentexecutive.com/news/fca-launches-esg-ratings-pilot/ Tue, 28 Apr 2026 16:39:54 +0000 https://www.investmentexecutive.com/?p=537410 Project designed to avoid creating needless burden with new regime

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]]> FCA rethinks failed equity research reforms https://old.investmentexecutive.com/news/fca-rethinks-failed-equity-research-reforms/ Mon, 27 Apr 2026 20:00:29 +0000 https://www.investmentexecutive.com/?p=537334 Effort to encourage independent IPO research hasn't worked, added costs

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]]> SEC, CFTC aim to ease private fund reporting https://old.investmentexecutive.com/news/sec-cftc-aim-to-ease-private-fund-reporting/ Mon, 20 Apr 2026 19:18:09 +0000 https://www.investmentexecutive.com/?p=536732 Regulators seek boost in reporting thresholds to reduce small firm demands

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]]> CIRO issues phase two of CE reform proposals https://old.investmentexecutive.com/news/ciro-issues-phase-two-of-ce-reform-proposals/ Thu, 16 Apr 2026 20:37:41 +0000 https://www.investmentexecutive.com/?p=536496 Proposals out for 90-day comment period, final regime slated for Jan. 1, 2028

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]]> FCA readies new approach to short-selling supervision https://old.investmentexecutive.com/news/fca-readies-new-approach-to-short-selling-supervision/ Thu, 16 Apr 2026 18:21:41 +0000 https://www.investmentexecutive.com/?p=536489 Reforms seek to ease burden, impediments to short activity

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]]> SEC to explore audit trail reform https://old.investmentexecutive.com/news/sec-to-explore-audit-trail-reform/ Thu, 16 Apr 2026 18:17:42 +0000 https://www.investmentexecutive.com/?p=536486 Regulator looks to rebalance supervisory needs with costs, data privacy

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]]> Issuers start moving to semi-annual reporting https://old.investmentexecutive.com/news/issuers-start-moving-to-semi-annual-reporting/ Thu, 09 Apr 2026 21:11:22 +0000 https://www.investmentexecutive.com/?p=535961 Venture companies begin opting for less frequent reporting

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]]> CIRO proposes short-selling reforms https://old.investmentexecutive.com/news/from-the-regulators/ciro-proposes-short-selling-reforms/ Thu, 02 Apr 2026 20:53:04 +0000 https://www.investmentexecutive.com/?p=535513 SRO drops mandatory close-out proposal, adds new conduct-based approach

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]]> Financial services now part of Canadian Free Trade Agreement https://old.investmentexecutive.com/news/industry-news/financial-services-now-part-of-canadian-free-trade-agreement/ Thu, 02 Apr 2026 20:28:57 +0000 https://www.investmentexecutive.com/?p=535487 "I’m very bullish" on potential outcomes, says interprovincial trade expert

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]]> OSC proposal looks at automating compliance, cutting costs https://old.investmentexecutive.com/news/osc-proposal-looks-at-automating-compliance-cutting-costs/ Mon, 30 Mar 2026 18:19:36 +0000 https://www.investmentexecutive.com/?p=535153 Regulator consults on approach to building machine-readable rules

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