Paper calls for guardrails against negative side effects of digital innovation
In series of legal filings, regulator claims exclusive jurisdiction
Project designed to avoid creating needless burden with new regime
Effort to encourage independent IPO research hasn't worked, added costs
Soldier accused of betting on plans to capture Venezuelan leader
IPC denied regulator's review request on disclosure of records
Regulators give exchanges more leeway on inter-listed securities
Global regulators considering role of advice in alternative investing
Fintechs, credit unions seeking federal charters to be eligible for streamlined process
New licensing regime approved, full compliance due by October 2027