Regulatory reform | Investment Executive Canada's news source for financial professionals Wed, 29 Apr 2026 20:09:03 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://old.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Regulatory reform | Investment Executive 32 32 Industry innovates, but financial health suffers https://old.investmentexecutive.com/news/industry-innovates-but-financial-health-suffers/ Wed, 29 Apr 2026 20:09:03 +0000 https://www.investmentexecutive.com/?p=537592 Paper calls for guardrails against negative side effects of digital innovation

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]]> CFTC asserts oversight of prediction markets https://old.investmentexecutive.com/news/cftc-asserts-oversight-of-prediction-markets/ Wed, 29 Apr 2026 13:29:18 +0000 https://www.investmentexecutive.com/?p=537452 In series of legal filings, regulator claims exclusive jurisdiction

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]]> FCA launches ESG ratings pilot https://old.investmentexecutive.com/news/fca-launches-esg-ratings-pilot/ Tue, 28 Apr 2026 16:39:54 +0000 https://www.investmentexecutive.com/?p=537410 Project designed to avoid creating needless burden with new regime

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]]> FCA rethinks failed equity research reforms https://old.investmentexecutive.com/news/fca-rethinks-failed-equity-research-reforms/ Mon, 27 Apr 2026 20:00:29 +0000 https://www.investmentexecutive.com/?p=537334 Effort to encourage independent IPO research hasn't worked, added costs

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]]> CFTC alleges insider trading on prediction market https://old.investmentexecutive.com/news/cftc-alleges-insider-trading-on-prediction-market/ Fri, 24 Apr 2026 21:09:22 +0000 https://www.investmentexecutive.com/?p=537222 Soldier accused of betting on plans to capture Venezuelan leader

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]]> OSC’s appeal of privacy decision rejected https://old.investmentexecutive.com/news/oscs-appeal-of-privacy-decision-rejected/ Fri, 24 Apr 2026 19:06:39 +0000 https://www.investmentexecutive.com/?p=537208 IPC denied regulator's review request on disclosure of records

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]]> CSA cuts trading fee cap, but less than expected https://old.investmentexecutive.com/news/csa-cuts-trading-fee-cap-but-less-than-expected/ Thu, 23 Apr 2026 20:40:57 +0000 https://www.investmentexecutive.com/?p=537077 Regulators give exchanges more leeway on inter-listed securities

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]]> Retail investors need tools for private markets https://old.investmentexecutive.com/news/retail-investors-need-tools-for-private-markets/ Wed, 22 Apr 2026 21:18:18 +0000 https://www.investmentexecutive.com/?p=536977 Global regulators considering role of advice in alternative investing

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]]> OSFI to launch expedited licensing process https://old.investmentexecutive.com/news/osfi-to-launch-expedited-licensing-process/ Wed, 22 Apr 2026 14:09:01 +0000 https://www.investmentexecutive.com/?p=536847 Fintechs, credit unions seeking federal charters to be eligible for streamlined process

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]]> ASIC issues roadmap to crypto regime https://old.investmentexecutive.com/news/from-the-regulators/asic-issues-roadmap-to-crypto-regime/ Tue, 21 Apr 2026 10:00:40 +0000 https://www.investmentexecutive.com/?p=536739 New licensing regime approved, full compliance due by October 2027

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