European regulators make recommendations for revitalizing capital markets
The regulator also wants to toughen enforcement and see better advice given at banks
Expanding access to advice, standardizing KYC data collection on SRO's agenda
Regulator aims to bolster investor protection, modernize rules
Firms allegedly made misleading statements about their use of AI in investing strategies
Investors face risks from sludge, nudges and other hidden tactics
Households are facing the dual drags of inflation and higher interest rates, report says
Regulators to explore the regulation, provision of advice online
Regulator's exam division sets compliance priorities for 2024
Toronto-based Obsiido plans to launch a service for advisors later this year