Take leadership in stopping fraud in its tracks and educating your clients about avoiding common sources of fraud
Discussion paper intended to spark a discussion on how industry and regulator can work together to address issues facing older consumers
The act will create incentives for advisors to report possible exploitation as soon as possible
MFDA compliance review finds lack of consistency across mutual fund dealers
ServeOurSeniors.org provides seniors-related resources investors, caregivers, the industry and policymakers
Some elderly clients might think creating a joint bank account with an adult child is an easy way to ensure the senior's bills will be paid should he or she become ill or incapacitated. But the potential for problems far outweighs the benefits
The number of clients who are retiring with mortgages and large credit card bills is increasing. The solution lies in planning and client/advisor communication
30% of the investment fraud claims that reach the FCAA’s securities enforcement branch come from seniors
When older clients decide to untie the knot, you can provide impartial, money-saving advice
The proposals are out for comment until Nov. 30