A collaborative approach may help you convince management of the benefits of social media as a multi-faceted communication tool
Conduct standards, crypto and cybersecurity feature in exam plans for 2023
Review to scrutinize communications, social media, finfluencers and greenwashing
Compliance exam report documents SRO's emerging and ongoing concerns
Younger demographic has different investing habits and preferences, FINRA research finds
SEC, DoJ charge eight over social media driven pump-and-dumps
Fewer than one-third of advisors surveyed had a defined marketing strategy
IOSCO report recommends practices for investor protection and education during a crisis
New guidance tackles risks posed by finfluencers, gamification, social media
Earlier this year, the regulator settled with other clients of the same marketing firm for similar allegations