Trading rules | Investment Executive Canada's news source for financial professionals Thu, 23 Apr 2026 20:43:06 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://old.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Trading rules | Investment Executive 32 32 CSA cuts trading fee cap, but less than expected https://old.investmentexecutive.com/news/csa-cuts-trading-fee-cap-but-less-than-expected/ Thu, 23 Apr 2026 20:40:57 +0000 https://www.investmentexecutive.com/?p=537077 Regulators give exchanges more leeway on inter-listed securities

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]]> NYSE seeks approval for tokenized trading https://old.investmentexecutive.com/news/nyse-seeks-approval-for-tokenized-trading/ Mon, 20 Apr 2026 13:36:40 +0000 https://www.investmentexecutive.com/?p=536666 Exchange aims to trade tokenized versions alongside traditional securities

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]]> SEC to explore audit trail reform https://old.investmentexecutive.com/news/sec-to-explore-audit-trail-reform/ Thu, 16 Apr 2026 18:17:42 +0000 https://www.investmentexecutive.com/?p=536486 Regulator looks to rebalance supervisory needs with costs, data privacy

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]]> ATS sanctioned over trade info leakage https://old.investmentexecutive.com/news/ats-sanctioned-over-trade-info-leakage/ Wed, 15 Apr 2026 17:51:13 +0000 https://www.investmentexecutive.com/?p=536369 Tribunal approved OSC's settlement with Liquidnet Canada

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]]> U.S. payment for order flow at record levels: Moody’s https://old.investmentexecutive.com/news/u-s-payment-for-order-flow-at-record-levels-moodys/ Mon, 13 Apr 2026 18:17:05 +0000 https://www.investmentexecutive.com/?p=536174 Activity concentrated in handful of brokers, trading venues

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]]> OSC seeks settlement with ATS over trade controls https://old.investmentexecutive.com/news/osc-seeks-settlement-with-ats-over-trade-controls/ Fri, 10 Apr 2026 20:33:32 +0000 https://www.investmentexecutive.com/?p=536100 Tribunal to consider settlement with Liquidnet over allegedly faulty controls

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]]> Canadian regulators are opening the doors to prediction markets https://old.investmentexecutive.com/news/canadian-regulators-are-opening-the-doors-to-prediction-markets/ Wed, 08 Apr 2026 18:31:50 +0000 https://www.investmentexecutive.com/?p=535766 With Wealthsimple, Questrade and other potential entrants in Canada, industry observers are concerned about possible risks

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]]> CIRO proposes short-selling reforms https://old.investmentexecutive.com/news/from-the-regulators/ciro-proposes-short-selling-reforms/ Thu, 02 Apr 2026 20:53:04 +0000 https://www.investmentexecutive.com/?p=535513 SRO drops mandatory close-out proposal, adds new conduct-based approach

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]]> CIRO wraps guidance update project https://old.investmentexecutive.com/news/ciro-wraps-guidance-update-project/ Fri, 27 Mar 2026 20:28:30 +0000 https://www.investmentexecutive.com/?p=535103 SRO issues revisions to gatekeeper, trading supervision obligations

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]]> Short-selling dealers stay secret https://old.investmentexecutive.com/news/short-selling-dealers-stay-secret/ Fri, 27 Mar 2026 20:20:08 +0000 https://www.investmentexecutive.com/?p=534995 IPC upholds OSC decision to preserve privacy of dealers in failed trade study

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