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243 results found

B.C. rep fined $30,000 for trading violations

Buy orders could have created an artificial sale price

By: IE Staff
March 16, 2012 March 16, 2012
10:20

Pope & Co. fined $30,000 for trading violations

Firm failed to comply with best price obligations

By: IE Staff
March 14, 2012 March 14, 2012
15:00

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CSA, IIROC seek input on trade transparency

Regulators mulling options for enhancing the disclosure of short sales, and introducing some public disclosure of failed trades

By: James Langton
March 2, 2012 March 2, 2012
11:30